Michael Connell
Professional summary
Michael Connell, who also goes by Michael G Connell, Michael Gerard Connell, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Connell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2019 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484April 14, 2020 - November 6, 2020
PRUCO SECURITIES, LLC.
October 23, 2018 - April 10, 2020
PRUCO SECURITIES, LLC.
October 10, 2018 - April 10, 2020
PRUCO SECURITIES, LLC.
March 2, 2018 - September 18, 2018
PARK AVENUE SECURITIES LLC
October 17, 2017 - September 18, 2018
PARK AVENUE SECURITIES LLC
March 17, 2005 - April 18, 2006
CREDIT SUISSE SECURITIES (USA) LLC
July 25, 2002 - January 25, 2005
ING FINANCIAL MARKETS LLC
December 21, 2001 - July 1, 2002
SLD AMERICA EQUITIES, INC.
January 14, 1998 - December 21, 2001
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2019)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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