Douglas S. Voight
Professional summary
Douglas Stuart Voight, CFP®, CPWA® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Douglas has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Stuart Voight's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020-08-04
Expire date: 2024-07-31
Experience
January 4, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482November 18, 2003 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482July 21, 2005 - December 31, 2011
CHARLES SCHWAB & CO., INC.
February 4, 1998 - June 26, 2002
PETERS SECURITIES CO., LP
October 28, 1997 - January 8, 1998
CHICAGO PARTNERSHIP BOARD, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2024)
(2/15/2007)
(10/1/2008)
(1/5/2004)
(7/21/2011)
(4/28/2021)
(7/3/2014)
(10/30/2007)
(8/28/2014)
(10/5/2018)
(1/5/2004)
(11/18/2003)
(1/4/2012)
(3/7/2024)
(9/2/2010)
(11/26/2018)
(1/26/2018)
(1/5/2004)
(1/4/2010)
(9/26/2019)
(12/9/2015)
(1/6/2012)
(5/23/2011)
(5/11/2011)
(10/24/2018)
(5/27/2008)
(6/10/2008)
(3/18/2013)
(3/10/2015)
(10/20/2009)
(1/14/2005)
(10/20/2009)
(1/27/2014)
(1/2/2020)
(10/26/2011)
(8/18/2011)
(10/29/2019)
(1/16/2018)
(7/1/2016)
(8/9/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/4/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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