Jeffrey A. Sexton

DEMETER TACTICAL INVESTMENTS

LOUISVILLE, KY

Some features on this profile are disabled

CRD#: 2962292

Professional summary

Jeffrey Allan Sexton, who also goes by Jeff Sexton, Jeffrey A Sexton, is a registered financial advisor currently at DEMETER TACTICAL INVESTMENTS CORP. located in Louisville, Kentucky.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Sexton | Jeffrey A Sexton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PIRATA PSC. NON-INVESTMENT RELATED. LOUISVILLE, KY. ATTORNEY. CIVIL LITIGATION CASE MANAGEMENT. START DATE 07/2018. 20 HOURS/ MONTH OUTSIDE OF SECURITIES TRADING HOURS. 5 HOURS/WEEK DURING SECURITIES TRADING HOURS. 2. DTIC BVI LTD. INVESTMENT RELATED. OWNER. PRIVATE FUND. OWNER. START DATE: 08/2023. LESS THAN 5 HOURS DURING SECURITIES TRADING HOURS. LESS THAN 5 HOURS OUTSIDE OF SECURITIES TRADING HOURS. 3. DEMETER INTELLIFUND BVI, LTD. INVESTMENT RELATED. OWNER. PRIVATE FUND. OWNER. START DATE: 08/2023. LESS THAN 5 HOURS DURING SECURITIES TRADING HOURS. LESS THAN 5 HOURS OUTSIDE OF SECURITIES TRADING HOURS. 4. DEMETER INTELLIFUND UNSULAE LTD. INVESTMENT RELATED. OWNER. PRIVATE FUND. OWNER. START DATE: 08/2023. LESS THAN 5 HOURS DURING SECURITIES TRADING HOURS. LESS THAN 5 HOURS OUTSIDE OF SECURITIES TRADING HOURS. 5. LOUISVILLE LAND AND CATTLE COMPANY INVESTMENT RELATED. OWNER. START DATE: 10/2023. LESS THAN 5 HOURS DURING SECURITIES TRADING HOURS. LESS THAN 5 HOURS OUTSIDE OF SECURITIES TRADING HOURS. AFFILIATE OF DEMETER TACTICAL INVESTMENTS CORP. AND HOLDING COMPANY FOR OPTIONS STRATEGY SERVICES LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allan Sexton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2024 - Present

DEMETER TACTICAL INVESTMENTS CORP.

RIA

CRD#: 329512

LOUISVILLE, KY

Past

August 30, 2013 - November 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMETER TACTICAL INVESTMENTS CORP.

CRD#: 329512 / SEC#: 801-129609

RIA

Registered Investment Advisory firm - (3/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(3/6/2024)

IAR

Texas
(7/25/2024)

IAR

Wyoming
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Series 66

Date: 12/22/1997

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/1/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/9/1997

General Securities Representative Examination

Current Firm

DEMETER TACTICAL INVESTMENTS CORP.

CRD#: 329512 / SEC#: 801-129609

RIA

Registered Investment Advisory firm - (3/4/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Louisville, KY

Mailing Address

Phone number

(212) 518-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	994
AUM (Assets Under Management)	$ 185,027,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey A. Sexton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allan Sexton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER LEAF PARTNERS, LLC

ARSENAL INVESTMENT ADVISORS, LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

ROXBURY CAPITAL MANAGEMENT LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DEMETER TACTICAL INVESTMENTS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2024

Series 63

Date: 12/23/2015

Series 66

Date: 12/22/1997

SIE

Date: 10/1/2018

Series 31

Date: 10/1/2002

Series 7

Date: 12/9/1997

Current Firm

DEMETER TACTICAL INVESTMENTS CORP.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMETER TACTICAL INVESTMENTS CORP.

TRUST BUT VERIFY

Similar Advisors