James Larkin Dodwell III
Professional Summary
James Larkin Dodwell III, who also goes by James Dodwell, is a registered financial advisor currently at WESTCAP MARKETS, LLC located in Rye Beach, New Hampshire. James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Larkin Dodwell III, James Dodwell
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WESTCAP MARKETS, LLC
Contact Information
Main Address
25 Church Road, Rye Beach, NH 03871Mailing Address
25 Church Road, Rye Beach, NH 03871Phone Number
(917) 834-1136Established
Delaware since 10/20/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/1/2023)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2022About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2003SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Larkin Dodwell III's CRS (Customer Relationship Summary).
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