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Marina S Combs

WESTCAP MARKETS
RYE BEACH, NH
·CRD# 4536154·24 years experience

Professional Summary

Marina S Combs, who also goes by Marina Shekhtman Combs, Marina Combs, Marina Shekhtman, is a registered financial advisor currently at WESTCAP MARKETS, LLC located in Rye Beach, New Hampshire and PARK PLACE CAPITAL SECURITIES CORP. located in Homewood, Alabama. Marina is registered as a RR (Registered Representative) and started their career in finance in 2002. Marina has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marina Shekhtman Combs, Marina Combs, Marina Shekhtman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

WESTCAP MARKETS, LLC·CRD# 318970
BD
25 Church Road, Rye Beach, NH 03871
July 18, 2025 - Present
PARK PLACE CAPITAL SECURITIES CORP.·CRD# 326891
BD
2728 19th Place South Suite 140, Homewood, AL 35209
July 29, 2025 - Present
UBS ASSET MANAGEMENT (US) INC.·CRD# 583
BD
1285 Avenue Of The Americas, New York, NY 10019
June 5, 2026 - Present
UBS FUND SERVICES (USA) LLC·CRD# 41848
BD
10 State House Square 12th Floor, Hartford, CT 06103
July 8, 2026 - Present
QUINT CAPITAL CORPORATION·CRD# 26586
BD
New York, NY
November 21, 2024 - July 25, 2025
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Fort Lauderdale, FL
December 10, 2009 - May 31, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Fort Lauderdale, FL
December 7, 2009 - May 31, 2013
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Tamarac, FL
June 14, 2007 - December 17, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Tamarac, FL
May 29, 2007 - December 17, 2009
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Tamarac, FL
June 4, 2002 - May 29, 2007

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Current Firm

UF
UBS FUND SERVICES (USA) LLC

ALLEGIS CAPITAL LLC | UBS FUND SERVICES (USA) LLC | UBS ASSET MANAGEMENT, REAL ESTATE - US

CRD#: 41848 / SEC#: 8-49596
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

10 State House Square 12th Floor, Hartford, CT, 06103-3604

Mailing Address

10 State House Square 12th Floor, Hartford, CT, 06103-3604

Phone Number

(860) 616-9000

Established

Delaware since 06/30/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UBS REALTY INVESTORS LLCMEMBER—
HORAN, KATHLEEN ELIZABETHFINOP/CFO5188874
O'SHEA, THOMAS JAMESPRESIDENT/CEO4803329
PILE, NICHOLAS SIMONCHIEF COMPLIANCE OFFICER2727759

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2002About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2025About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Nov 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2024About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marina S Combs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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