PL
Patrick Long
TRUIST ADVISORY SERVICES
CHARLOTTE, NC 28202
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CRD#: 2961997
PL
Professional summary
Patrick Long, AIF®, CIMA® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SZATKOWSKI POSITION: Co trustee NATURE: The Szatkowski family has asked me to be the trustee on a trust for each of their children for a short period of time (5-7 years once they turn 30). My relationship with them has been personal in nature starting 20 years ago. They are currently clients and have been for about 9 years. Currently the trusts would not involve a brokerage account but that could change in the future (it would currently hold an ownership stake of a family business). They do not have a family member they feel fit to perform this duty and do not want a corporate trustee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: , Fort Mill SC , United States DESCRIPTION: There will be two trusts one for each child. I will attach a draft.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 28, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N Tryon St Fl 46, Charlotte, NC 28202RIA
CRD#: 283390
CHARLOTTE, NC
Current
September 28, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Ste 3 & Fl 33, Charlotte, NC 28202BD
CRD#: 17499
CHARLOTTE, NC
Past
January 18, 2008 - October 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
January 18, 2008 - October 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
December 31, 2001 - January 29, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
January 22, 1998 - January 29, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2018)
RR
California(9/28/2018)
RR
Colorado(10/25/2021)
RR
Florida(9/28/2018)
RR
Georgia(9/28/2018)
RR
Illinois(9/28/2018)
RR
Iowa(12/2/2021)
RR
Louisiana(9/28/2018)
IAR
Louisiana(12/20/2018)
RR
Maryland(9/28/2018)
RR
Massachusetts(9/28/2018)
RR
Minnesota(9/28/2018)
RR
Nevada(7/21/2022)
RR
New Jersey(9/28/2018)
RR
New Mexico(4/4/2019)
RR
New York(9/28/2018)
IAR
North Carolina(9/28/2018)
RR
North Carolina(10/2/2018)
RR
Ohio(9/28/2018)
RR
Oklahoma(3/17/2021)
RR
Oregon(3/27/2025)
RR
Pennsylvania(9/28/2018)
RR
South Carolina(9/28/2018)
RR
Tennessee(9/28/2018)
RR
Texas(9/28/2018)
IAR
Texas(12/18/2018)
RR
Vermont(9/28/2018)
RR
Virginia(9/28/2018)
RR
Washington(9/28/2018)
RR
West Virginia(9/28/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
