LC
Laura A. Conlon
MONDRIAN INVESTMENT PARTNERS (U.S.)
Radnor, PA 19087
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CRD#: 2961745
LC
Professional summary
Laura Anne Conlon, CFA, who also goes by Laura Anne Dubs, is a registered financial advisor currently at MONDRIAN INVESTMENT PARTNERS (U.S.), INC. located in Radnor, Pennsylvania and FORESIDE FUND SERVICES, LLC located in Radnor, Pennsylvania.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Laura has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Anne Dubs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Mondrian Investment Partners; Radnor, PA; Investment Related, Began 01/01/1990; Investment; Executive Client Service and Business Development Officer, Partner; Client Services, Marketing and Consultant Relations; 200 hours per month with 160 hours during securities trading hours. 2) Rental Property; Buck Hill Falls, PA; Non-investment related; Began 08/11/2018; 1 hour per month no hours during securities trading hours. 3) Holy Child School at Rosemont, Rosemont, PA, Investment Related, Start Date 03/01/2021, Investment Committee Member, Makes investment decisions for the school's endowment fund, 1 hour per month with 0 during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Anne Conlon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 6, 2006 - Present
MONDRIAN INVESTMENT PARTNERS (U.S.), INC.
Office #1: 201 King Of Prussia Road Suite 620, Radnor, PA 19087RIA
CRD#: 132427
Radnor, PA
Current
December 17, 2015 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 201 King Of Prussia Road Suite 620, Radnor, PA 19087BD
CRD#: 46106
Radnor, PA
Past
December 15, 1997 - September 30, 2004
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2016)
RR
Alaska(1/15/2016)
RR
Arizona(1/15/2016)
RR
Arkansas(1/15/2016)
RR
California(1/15/2016)
RR
Colorado(1/15/2016)
RR
Connecticut(1/15/2016)
RR
Delaware(1/15/2016)
RR
District of Columbia(1/15/2016)
RR
Florida(1/15/2016)
RR
Georgia(1/15/2016)
RR
Hawaii(1/15/2016)
RR
Idaho(1/15/2016)
RR
Illinois(1/15/2016)
RR
Indiana(1/15/2016)
RR
Iowa(1/15/2016)
RR
Kansas(1/15/2016)
RR
Kentucky(1/15/2016)
RR
Louisiana(1/15/2016)
RR
Maine(1/15/2016)
RR
Maryland(1/15/2016)
RR
Massachusetts(1/15/2016)
RR
Michigan(1/15/2016)
RR
Minnesota(1/15/2016)
RR
Mississippi(1/15/2016)
RR
Missouri(1/15/2016)
RR
Montana(1/15/2016)
RR
Nebraska(1/15/2016)
RR
Nevada(1/15/2016)
RR
New Hampshire(1/15/2016)
RR
New Jersey(1/15/2016)
RR
New Mexico(1/15/2016)
RR
New York(1/15/2016)
RR
North Carolina(1/15/2016)
RR
North Dakota(1/15/2016)
RR
Ohio(1/15/2016)
RR
Oklahoma(1/15/2016)
RR
Oregon(1/15/2016)
IAR
Pennsylvania(1/6/2006)
RR
Pennsylvania(1/15/2016)
RR
Rhode Island(1/15/2016)
RR
South Carolina(1/15/2016)
RR
South Dakota(1/15/2016)
RR
Tennessee(1/15/2016)
RR
Texas(1/15/2016)
RR
Utah(1/15/2016)
RR
Vermont(1/15/2016)
RR
Virginia(1/15/2016)
RR
Washington(1/15/2016)
RR
West Virginia(1/15/2016)
RR
Wisconsin(1/15/2016)
RR
Wyoming(1/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MONDRIAN INVESTMENT PARTNERS (U.S.), INC.
ATLANTIC VALUE PARTNERS(US),INC | ROTHKO INVESTMENT STRATEGIES | MONDRIAN INVESTMENT PARTNERS (U.S.), INC.
CRD#: 132427 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (9/15/2004 Approved)Texas
Registered Investment Advisory firm - (4/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 King Of Prussia Road Suite 620, Radnor, PA 19087
Mailing Address
Phone number
(215) 825-4500
Established
Firm type
Fiscal year end
# of Employees
27
Red Flags
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