Eric C. Wold

TCBI SECURITIES

Dallas, TX 75201

Some features on this profile are disabled

CRD#: 2961272

Professional summary

Eric Christian Wold is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Christian Wold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201

CRD#: 313304

Dallas, TX

Past

November 30, 2017 - February 24, 2025

B. RILEY SECURITIES, INC.

CRD#: 25027

Greenbrae, CA

Past

October 13, 2011 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

SAN FRANCISCO, CA

Past

March 22, 2002 - October 4, 2011

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

January 8, 1998 - March 31, 2000

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/3/2025)

Texas
(3/3/2025)

Exams

State Security Law Exam

Series 63

Date: 1/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/27/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/8/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric C. Wold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Christian Wold's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

B. RILEY & CO., LLC

MERRIMAN CAPITAL, INC.

WELLS FARGO SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/1998

SIE

Date: 10/1/2018

Series 87

Date: 8/27/2004

Series 7

Date: 1/20/1998

Series 24

Date: 7/8/2008

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors