Kumi T. Ichikawa
Professional summary
Kumi Toyokawa Ichikawa, who also goes by Kumi Ichikawa, Kumi Toyokawa, is a registered financial advisor currently at GOLDEN EAGLE CAPITAL ADVISORS, INC. located in New York, New York.
Kumi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kumi has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kumi Toyokawa Ichikawa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2020 - Present
GOLDEN EAGLE CAPITAL ADVISORS, INC.
January 24, 2013 - May 25, 2016
PRUCO SECURITIES, LLC.
September 1, 1998 - January 16, 2004
CITIGROUP GLOBAL MARKETS INC.
November 3, 1997 - September 1, 1998
SALOMON BROTHERS INC.
Primary Firm SEC Registration
GOLDEN EAGLE CAPITAL ADVISORS, INC.
CRD#: 173811 / SEC#: 801-96261
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/6/2020)
Exams
Series 7TO
Date: 12/11/2019
General Securities Representative ExaminationCurrent Firm
GOLDEN EAGLE CAPITAL ADVISORS, INC.
CRD#: 173811 / SEC#: 801-96261
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 63,742,082 |
Red Flags
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