Edwin M. Rainier
Professional summary
Edwin Michael Rainier is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 1998. Edwin has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Michael Rainier's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 19, 2008 - July 1, 2020
NATIONWIDE SECURITIES, LLC
June 21, 2007 - January 7, 2008
GUARDIAN INVESTOR SERVICES LLC
June 7, 2006 - May 31, 2007
HORNOR, TOWNSEND & KENT, LLC
June 9, 1999 - December 31, 2005
DIRECTED SERVICES LLC
February 10, 1998 - May 21, 1999
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2021)
(7/8/2020)
(8/2/2021)
(7/8/2020)
(6/5/2023)
(7/8/2020)
(7/8/2020)
(1/21/2021)
(7/8/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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