Pamela A. Basse
KESTRA ADVISORY SERVICES
NORWELL, MA 02061
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CRD#: 2958638
Professional summary
Pamela Ann Naymie Basse, AIF®, CFP®, who also goes by Pamela Ann Naymie, Pamela Ann Naymie Basse, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Norwell, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Norwell, Massachusetts.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Pamela has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Ann Naymie | Pamela Ann Naymie Basse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP Corporate Services Investment Related: Yes Address: 141 Longwater Drive Norwell MA 02006 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting Position, Title or Relationship: Employee Start Date: 1/2/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Working with plan sponsors on compliance, plan design, investments and employee education Business Name: NFP Retirement Investment Related: Yes Address: 141 Longwater Drive Norwell MA 02061 Nature of Business: Consulting Position, Title or Relationship: Employee Start Date: 1/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: I work with the plan sponsor on plan design, investment, employee education and compliance Business Name: BE INSPIRED TOGETHER POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/23/2022 ADDRESS: 247 Washington St, Suite 2, Stoughton MA 02072, United States DESCRIPTION: I will be part of the board. We will focus on fundraising and proving mental health services to those in need.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Ann Naymie Basse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
May 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 141 Longwater Drive Suite 101, Norwell, MA 02061RIA
CRD#: 283330
NORWELL, MA
Current
April 21, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 141 Longwater Drive Suite 101, Norwell, MA 02061BD
CRD#: 42046
Norwell, MA
Past
December 4, 2012 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
June 30, 2005 - November 7, 2011
THE BOSTONIAN GROUP
RIA
CRD#: 124615
BOSTON, MA
Past
April 29, 2005 - February 19, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BOSTON, MA
Past
May 2, 2001 - May 3, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 8, 2000 - March 16, 2001
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
January 30, 1998 - July 11, 2000
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2021)
RR
Alaska(12/8/2021)
RR
Arizona(11/17/2017)
RR
California(9/30/2016)
RR
Colorado(3/7/2024)
RR
Connecticut(4/21/2008)
RR
Delaware(10/31/2018)
RR
District of Columbia(12/8/2021)
RR
Florida(3/30/2017)
RR
Georgia(2/2/2016)
RR
Hawaii(11/13/2013)
RR
Illinois(4/28/2016)
RR
Indiana(6/20/2023)
RR
Kansas(1/31/2023)
RR
Maine(4/21/2008)
RR
Maryland(10/6/2023)
RR
Massachusetts(4/21/2008)
IAR
Massachusetts(5/9/2016)
RR
Michigan(1/12/2017)
RR
Minnesota(1/23/2018)
RR
Nebraska(7/27/2023)
RR
Nevada(3/25/2019)
RR
New Hampshire(4/21/2008)
RR
New Jersey(4/21/2008)
RR
New York(4/21/2008)
RR
North Carolina(6/1/2021)
RR
Ohio(9/23/2016)
RR
Oregon(8/30/2024)
RR
Pennsylvania(5/12/2016)
RR
Rhode Island(4/21/2008)
RR
Texas(8/22/2016)
RR
Utah(3/5/2025)
RR
Vermont(10/18/2021)
RR
Virginia(4/26/2016)
RR
Washington(10/6/2016)
RR
Wisconsin(9/2/2022)
RR
Wyoming(1/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Norwell, MA 02061TRUST BUT VERIFY
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