Pamela A. Basse
Professional summary
Pamela Ann Naymie Basse, AIF®, CFP®, who also goes by Pamela Ann Naymie, Pamela Ann Naymie Basse, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Norwell, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Norwell, Massachusetts.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Pamela has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Ann Naymie Basse's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
May 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 141 Longwater Drive Suite 101, Norwell, MA 02061April 21, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 141 Longwater Drive Suite 101, Norwell, MA 02061December 4, 2012 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
June 30, 2005 - November 7, 2011
THE BOSTONIAN GROUP
April 29, 2005 - February 19, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 2, 2001 - May 3, 2005
LPL FINANCIAL LLC
November 8, 2000 - March 16, 2001
NATHAN & LEWIS SECURITIES, INC.
January 30, 1998 - July 11, 2000
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2021)
(12/8/2021)
(11/17/2017)
(9/30/2016)
(3/7/2024)
(4/21/2008)
(10/31/2018)
(12/8/2021)
(3/30/2017)
(2/2/2016)
(11/13/2013)
(4/28/2016)
(6/20/2023)
(1/31/2023)
(4/21/2008)
(10/6/2023)
(4/21/2008)
(5/9/2016)
(1/12/2017)
(1/23/2018)
(7/27/2023)
(3/25/2019)
(4/21/2008)
(4/21/2008)
(4/21/2008)
(6/1/2021)
(9/23/2016)
(8/30/2024)
(5/12/2016)
(4/21/2008)
(8/22/2016)
(3/5/2025)
(10/18/2021)
(4/26/2016)
(10/6/2016)
(9/2/2022)
(1/16/2024)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Norwell, MA 02061TRUST BUT VERIFY
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