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PF

Philip P. Fracassini

HAMILTON EXECUTIONS LLC
New York, NY 10005
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CRD#: 2958614
PF

Professional summary


Philip Paul Fracassini, who also goes by Philip Fracassini, is a registered financial professional currently at HAMILTON EXECUTIONS LLC located in New York, New York.

Philip is registered as a RR (Registered Representative) and started their career in finance in 2003. Philip has worked at 3 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Philip Fracassini

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Philip Paul Fracassini's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 10, 2011 - Present

HAMILTON EXECUTIONS LLC

Office #1: 11 Wall Street, New York, NY 10005
BD
CRD#: 127653
New York, NY
Past

August 23, 2007 - January 24, 2011

AMERIVEST PARTNERS, LLC

BD
CRD#: 46815
NEW YORK, NY
Past

September 26, 2003 - May 15, 2007

HEIGHTS PARTNERS, INC.

BD
CRD#: 32328
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


SRO Registrations
RR
NYSE American LLC

Current Firm


HE
HAMILTON EXECUTIONS LLC
HAMILTON EXECUTIONS L.L.C. | R.A.P. EXECUTIONS LLC | HAMILTON EXECUTIONS LLC

CRD#: 127653 / SEC#: , 8-66025

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
11 Wall Street, New York, NY 10005
Mailing Address
11 Wall Street, New York, NY 10005
Phone number
(212) 306-2101
Established
Delaware since 06/23/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS II LLCOWNER
FUNARO, JOSEPH NMNOWNER-GSP4340219
PALADINO, ARTHUR NMNOWNER - GSP1927987
RUSH, DAVID ELLIOTOWNER2889292
VENTO, ANDREW PAULOWNER5153789
POSTREL, HELENE BERSONFINOP2240945
VORA, ANISH MCHIEF EXECUTIVE OFFICER5466748
WONG, WILLIE LCHIEF COMPLIANCE OFFICER4170997

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAMILTON EXECUTIONS LLC

CRD#: 127653New York, NY 10005

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