Ted R. Gaskamp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Ray Gaskamp, CFP® was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1997. Ted had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
February 22, 2016 - April 24, 2023
SCHWAB WEALTH ADVISORY, INC.
February 10, 2016 - April 24, 2023
CHARLES SCHWAB & CO., INC.
January 12, 2005 - January 7, 2016
USAA FINANCIAL PLANNING SERVICES
January 12, 2005 - January 7, 2016
USAA FINANCIAL ADVISORS, INC.
May 6, 2004 - December 31, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
July 1, 2002 - December 31, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
October 29, 1997 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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