William D. Bass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Dewitt Bass, who also goes by Bill Bass, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - July 23, 2019
DFPG INVESTMENTS, LLC
March 23, 2011 - July 19, 2019
DIVERSIFY WEALTH MANAGEMENT LLC
November 3, 2010 - September 30, 2011
TRIAD ADVISORS LLC
November 4, 2005 - November 30, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 1, 2005 - November 30, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 12, 1997 - November 1, 2005
G. A. REPPLE & COMPANY
November 5, 1997 - November 1, 2005
G. A. REPPLE & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DFPG INVESTMENTS, LLC
CRD#: 155576 / SEC#: 801-107896, 8-68730
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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