Paul D. Knott
OLD NORTH STATE WEALTH MANAGEMENT
WILMINGTON, NC 28403
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CRD#: 2958392
Professional summary
Paul Daniel Knott, CFP® is a registered financial advisor currently at OLD NORTH STATE WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina and APW CAPITAL, INC. located in Wilmington, North Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OLD NORTH STATE WEALTH MANAGEMENT LLC - INVESTMENT RELATED - WILMINGTON, NC - REGISTERED INVESTMENT ADVISER - SOLE OWNER/MANAGING MEMBER - 5/2008 - 140 HOURS/MONTH DURING SECURITIES TRADING HOURS -FINANCIAL PLANNING AND ASSET MANAGEMENT. 2. KNOTT, RICHARTZ & CO., CPAS; WILMINGTON, NC; BUS. TYPE: TAX PREPARATION; SVC. DESCRIPTION: TAX PREPARATION; START DATE: 04/01/2015; TITLE: PARTNER, 50% OWNER; DUTIES: TAX CONSULTANT; TIME SPENT: 10%. 3. 1430 Commonwealth Property Owners Assoc Inc, Investment related:No, 1430 Commonwealth Drive, Ste 102, Wilmington, NC, 28403, , Sect/Treas, 07/01/2022, 2 hours per year, role is to bring to the Association's attention items that need to be voted on. also review the reconciled monthly financials. All general financial activity of POA is handled by a professional property management company. Management Co collect rents, pay all bills, reconcile accounts, and produce financial statements for the POA 's Board to review. Management Co signs all vendor checks. They will also suggest timing of large repairs (parking lot/elevator/roof) 4. Troop 26 of Wesley United Methodist Church, Investment related:No, 5208 Clear Run Dr, Wilmington, NC, 28403-1917, Treasurer for Boy Scout Troop, Treasurer, 06/01/1964, 2 hours per week, I maintain books and records for the Scout Troop. I provide a reconciled bank statement to the Troop's Committee each month.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Daniel Knott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
October 27, 2008 - Present
OLD NORTH STATE WEALTH MANAGEMENT, LLC
Office #1: 1430 Commonwealth Drive, Suite 200, Wilmington, NC 28403RIA
CRD#: 148659
WILMINGTON, NC
Current
October 10, 2008 - Present
APW CAPITAL, INC.
Office #1: 1430 Commonwealth Drive Suite 200, Wilmington, NC 28403BD
CRD#: 43814
Wilmington, NC
Past
December 31, 2001 - October 21, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WILMINGTON, NC
Past
January 1, 1998 - October 21, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WILMINGTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
OLD NORTH STATE WEALTH MANAGEMENT, LLC
OLD NORTH STATE WEALTH MANAGEMENT | OLD NORTH STATE WEALTH MANAGEMENT, LLC
CRD#: 148659 / SEC#: 801-69690
RIA
Registered Investment Advisory firm - (10/24/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/1/2016)
RR
California(11/16/2012)
RR
Florida(10/21/2008)
IAR
North Carolina(10/27/2008)
RR
North Carolina(10/29/2008)
RR
South Carolina(10/13/2008)
RR
Texas(10/23/2008)
IAR
Texas(1/29/2009)
RR
Virginia(10/10/2008)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ON
OLD NORTH STATE WEALTH MANAGEMENT, LLC
OLD NORTH STATE WEALTH MANAGEMENT | OLD NORTH STATE WEALTH MANAGEMENT, LLC
CRD#: 148659 / SEC#: 801-69690
RIA
Registered Investment Advisory firm - (10/24/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1430 Commonwealth Drive, Suite 200, Wilmington, NC 28403
Mailing Address
Phone number
(910) 509-3800
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,062 |
| AUM (Assets Under Management) | $ 384,507,909 |
Red Flags
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