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BK

Bart N. Krezalek

OTC LINK LLC
New York, NY 10282
Some features on this profile are disabled
CRD#: 2958390
BK

Professional summary


Bart Nicolas Krezalek, who also goes by Bart Krezalek, is a registered financial professional currently at OTC LINK LLC located in New York, New York.

Bart is registered as a RR (Registered Representative) and started their career in finance in 1998. Bart has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bart Krezalek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bart Nicolas Krezalek's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 5, 2012 - Present

OTC LINK LLC

Office #1: 300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282Office #2: 300 Vesey Street, (1 North End Ave) 12th Floor, New York, NY, 10282
BD
CRD#: 153944
New York, NY
Past

May 21, 2008 - September 26, 2011

LAVAFLOW, INC.

BD
CRD#: 120444
NEW YORK, NY
Past

May 12, 2006 - July 29, 2008

LAVA TRADING, INC.

BD
CRD#: 133804
NEW YORK, NY
Past

July 16, 1998 - June 20, 2005

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/12/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 6/22/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 10/25/2024
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OL
OTC LINK LLC
OTC LINK LLC | PINK LINK ATS LLC

CRD#: 153944 / SEC#: , 8-68596

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282
Phone number
(212) 896-4483
Established
Delaware since 04/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
OTC MARKETS GROUP INC.OWNER, MEMBER
JIN, YONGXIANGFINOP6096866
MELLON, JOHN FRANCISCCO4167767
MODESKI, MICHAEL RICHARDPRESIDENT2642602

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OTC LINK LLC

CRD#: 153944New York, NY 10282

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