Raffaele Bruno
Professional summary
Raffaele Bruno, AIF® is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Raffaele is registered as a RR (Registered Representative) and started their career in finance in 1997. Raffaele has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raffaele Bruno's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2023 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095April 12, 2021 - January 6, 2023
EQUITABLE DISTRIBUTORS, LLC
November 4, 2016 - April 9, 2021
HORACE MANN INVESTORS, INC.
March 2, 2015 - May 31, 2016
MSI FINANCIAL SERVICES, INC.
August 31, 2004 - March 12, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 16, 2000 - August 3, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 11, 1997 - October 12, 2000
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2023)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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