NP
Nila R. Patel
CETERA INVESTMENT ADVISERS LLC
CORPUS CHRISTI, TX 78410
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CRD#: 2957990
NP
Professional summary
Nila R Patel is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Corpus Christi, Texas and CETERA WEALTH SERVICES, LLC located in Corpus Christi, Texas.
Nila is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nila has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CHHEDA ENDODONTICS PLLC~'NIR'~7604 JOURNEYVILLE~AUSTIN~TX~78735~Accounting~Accountant/Bookkeeper~11/1/2016~120hrs~0hrs~OFFICE ADMIN, RECORDKEEPING & TAX CONSULTING 2)NP RENTALS, LLC~'NIR'~10659 Leopard St~Corpus Chr~TX~78410~Rental Property Owner/Management~Member of the Board of Directors~5/1/2013~4hrs~0hrs~OWNS RENTAL PROPERTY 3)Patel & Patel, CPA's~'NIR'~10659 Leopard St~Corpus Chr~TX~78410~Tax Preparation/Accounting~Partner/General Partner~9/1/2004~180hrs~20hrs~Interviewing Clients, supervising accoutnax returns. 4)NBN REAL ESTATE INVESTMENTS, LLC; Partner/General Partner; Real Estate; IR; 0; 08/01/2017; PO BOX 10211 CORPUS CHRISTI, TX 78410; BILL PAYMENTS AND MAKING DEPOSITS, AND PREPARING YEAR END PROFIT & LOSS STATEMENTS FOR THE PARTNERSHIP
CRS (Client Relationship Summary) - RIA
Click below to view Nila R Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10659 Leopard St, Corpus Christi, TX 78410RIA
CRD#: 105644
CORPUS CHRISTI, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10659 Leopard St, Corpus Christi, TX 78410BD
CRD#: 13572
CORPUS CHRISTI, TX
Past
November 14, 2017 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Corpus Christi, TX
Past
September 2, 2004 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CORPUS CHRISTI, TX
Past
November 1, 2000 - September 24, 2004
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CORPUS CHRISTI, TX
Past
January 2, 2000 - September 24, 2004
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Corpus Christi, TX 78410TRUST BUT VERIFY
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