Dea L. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dea Letha Larson, who also goes by Dea Larson Carpenter, Letha Dea Larson, Letha Larson Towers, was a registered financial professional .
Dea is a previously registered financial professional and started their career in finance in 1997. Dea had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - January 30, 2018
MASON SECURITIES, INC.
January 11, 2012 - January 30, 2018
MASON INVESTMENT ADVISORY SERVICES INC
July 22, 2004 - August 2, 2005
CETERA FINANCIAL SPECIALISTS LLC
July 19, 2004 - June 19, 2006
UHY CAPITAL ADVISORS, LLC
July 6, 1998 - August 2, 2004
CITIGROUP GLOBAL MARKETS INC.
July 2, 1998 - August 2, 2004
CITIGROUP GLOBAL MARKETS INC.
December 15, 1997 - July 30, 1998
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASON SECURITIES, INC.
CRD#: 12967 / SEC#: , 8-28378
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASON INTERNATIONAL, INC. | SHAREHOLDER | |
| DELANEY, JOHN MURPHY | CHIEF COMPLIANCE OFFICER | 6877307 |
| GEORGE, SCOTT STANLEY | PRESIDENT, TREASURER AND DIRECTOR | 1399567 |
| MASON, WILLIAM NOYES III | DIRECTOR, VICE-PRESIDENT, AND CHAIRMAN OF THE BOARD | 322341 |
| SCHREINER, CHRISTOPHER LEE | CHIEF OPERATING OFFICER | 3154419 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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