Michael V. Colonna

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS

BOSTON, MA 02114

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CRD#: 2957606

Professional summary

Michael Vincent Colonna, CIMA® is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Vincent Colonna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 29, 2024 - Present

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Office #1: One Congress Street, Boston, MA 02114

CRD#: 30107

BOSTON, MA

Past

August 3, 2023 - July 3, 2024

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Waxhaw, NC

Past

August 1, 2023 - July 3, 2024

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

May 25, 2016 - June 28, 2023

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

September 24, 2012 - July 20, 2016

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

Boston, MA

Past

July 17, 2012 - June 28, 2023

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

April 18, 2012 - August 28, 2012

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

April 10, 2012 - April 16, 2012

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

January 19, 2012 - February 8, 2012

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

JOPLIN, MO

Past

November 16, 2005 - October 13, 2011

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

June 20, 2003 - October 19, 2005

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

June 28, 1999 - February 18, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/1/2024)

Alaska
(8/1/2024)

Arizona
(8/6/2024)

Arkansas
(8/7/2024)

California
(7/29/2024)

Colorado
(8/1/2024)

Connecticut
(7/29/2024)

Delaware
(8/1/2024)

District of Columbia
(8/2/2024)

Florida
(8/6/2024)

Georgia
(8/9/2024)

Hawaii
(8/29/2024)

Idaho
(8/1/2024)

Illinois
(8/7/2024)

Indiana
(8/2/2024)

Iowa
(7/30/2024)

Kansas
(8/1/2024)

Kentucky
(8/6/2024)

Louisiana
(8/1/2024)

Maine
(8/1/2024)

Maryland
(8/1/2024)

Massachusetts
(8/26/2024)

Michigan
(8/1/2024)

Minnesota
(8/2/2024)

Mississippi
(8/1/2024)

Missouri
(7/30/2024)

Montana
(8/6/2024)

Nebraska
(7/29/2024)

Nevada
(8/1/2024)

New Hampshire
(8/13/2024)

New Jersey
(8/1/2024)

New Mexico
(8/1/2024)

New York
(8/4/2024)

North Carolina
(8/1/2024)

North Dakota
(8/5/2024)

Ohio
(7/29/2024)

Oklahoma
(8/1/2024)

Oregon
(8/1/2024)

Pennsylvania
(8/1/2024)

Puerto Rico
(8/20/2024)

Rhode Island
(8/1/2024)

South Carolina
(8/7/2024)

South Dakota
(8/8/2024)

Tennessee
(8/5/2024)

Texas
(7/31/2024)

Utah
(7/30/2024)

Vermont
(8/1/2024)

Virginia
(7/29/2024)

Washington
(8/1/2024)

West Virginia
(8/1/2024)

Wisconsin
(7/30/2024)

Wyoming
(8/6/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

STATE STREET BROKERAGE SERVICES, INC. | STATE STREET GLOBAL MARKETS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET CAPITAL MARKETS, LLC

CRD#: 30107 / SEC#: , 8-44744

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Congress Street, Boston, MA 02114

Mailing Address

One Congress Street, Boston, MA 02114

Phone number

(617) 664-3619

Established

Delaware since 03/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STATE STREET GLOBAL ADVISORS, INC.	PARENT CORPORATION
ALBERICI, MARK F	DIRECTOR	3223458
AMOA, APEAWUSU K	DIRECTOR	7711546
BONDS MAZZA, ALLISON HATHHORN	PRESIDENT AND DIRECTOR	4439495
CORBETT, TIMOTHY PAUL	DIRECTOR
FERRARELLI, JAMES	DIRECTOR	6961735
LAPORTA, JEANNE MARIE	DIRECTOR & CHAIRWOMAN	5946908
TENORIO, EDITHA V	CHIEF FINANCIAL OFFICER	6755490
TRABUCCO, MARK RUSSELL	CHIEF COMPLIANCE OFFICER	4856280
TUCKER, JOHN A	DIRECTOR	7000761

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael V. Colonna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Vincent Colonna's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK FUND ADVISORS

BLACKROCK INVESTMENTS, LLC

BLACKROCK EXECUTION SERVICES

MORNINGSTAR INVESTMENT SERVICES LLC

MIDAMERICA FINANCIAL SERVICES, INC.

VANGUARD MARKETING CORPORATION

CAPITAL CLIENT GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2012

Series 63

Date: 8/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/25/1999

FINRA

Current Firm

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

TRUST BUT VERIFY

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