Eugene Crockett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Crockett JR, who also goes by Eugene Crockett, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1997. Eugene had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2012 - December 26, 2017
NATIONAL SECURITIES CORPORATION
October 17, 2008 - May 30, 2012
FIRST MIDWEST SECURITIES, INC.
April 20, 2007 - October 17, 2008
J.P. TURNER & COMPANY, L.L.C.
February 28, 2006 - May 1, 2007
THE CONCORD EQUITY GROUP, LLC
January 20, 2006 - March 2, 2006
GRANITE ASSOCIATES, INC
September 17, 2003 - February 6, 2006
JOSEPH STEVENS & CO., INC.
November 20, 2002 - September 12, 2003
LADENBURG THALMANN & CO. INC.
October 27, 1997 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
