Richard Stephen Wiedl
CFP®Professional Summary
Richard Stephen Wiedl, CFP® is a registered financial advisor currently at LEGACY ADVISORY SERVICES, LLC located in Exton, Pennsylvania and FORTUNE FINANCIAL SERIVCES, LLC located in Exton, Pennsylvania. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 4, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY ADVISORY SERVICES, LLC
Contact Information
Main Address
658 Exton Commons, Exton, PA 19341Phone Number
(610) 524-6801# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
325AUM (Assets Under Management)
$156,935,534Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LEGACY ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(6/15/2023)
(7/26/2022)
(4/12/2024)
(7/18/2022)
(3/2/2016)
(5/13/2020)
(6/24/2008)
(3/2/2016)
(9/2/2020)
(6/21/2018)
(3/2/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Stephen Wiedl's CRS (Customer Relationship Summary).
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