Richard V. Dunsmore
Professional summary
Richard Vincent Dunsmore, who also goes by Richard VIncent Dunsmore, Richard Dunsmore, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Vincent Dunsmore's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 21, 2022 - September 4, 2025
MML INVESTORS SERVICES, LLC
September 17, 2019 - September 23, 2020
M HOLDINGS SECURITIES, INC.
September 6, 2000 - December 31, 2017
COMMONWEALTH FINANCIAL NETWORK
December 17, 1997 - September 14, 2000
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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