MS
Michael R. Spielmann
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lafayette, LA 70508
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CRD#: 2957252
MS
Professional summary
Michael Robert Spielmann is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lafayette, Louisiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lafayette, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 01/2020 2) MICHAEL R SPIELMANN, 102 ASMA BLVD STE 108 LAFAYETTE LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/2014, NIR, 16 HR/MO 16 HR/MO TRADING 3) SPIELMANN & ASSOCIATES, 102 ASMA BLVD STE 108 LAFAYETTE LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/1997, INV REL, 0 HR/MO 0 HR/MO TRADING 4) CORPORATE FINANCIAL STRATEGIES LLC, 102 Asma Blvd. Suite 108, Lafayette LA 70508, United States, 06/01/1997, Owner, Insurance/Benefits/Human Resources, NIR, 16 HR/MO - 16 HR/MO TRADING 5) ACADIAN HOME BUILDERS ASSOCIATION, 117 RUE BASTILLE LAFAYETTE LA, 03/2024, BOARD MEMBER, VOLUNTEER, NIR, 2 HR/MO 2 HR/MO TRADING 6) ACADIAN HOME BUILDERS ASSOCIATION BOARD OF DIRECTORS, 117 RUE BASTILLE LAFAYETTE LA, 08/2024, BOARD MEMBER, PROFESSIONAL NETWORKING, NIR, 3 HR/MO 3 HR/MO TRADING 7) TWENTYOAK FINANCIAL PARTNERS, 102 ASMA BLVD STE 108 LAFAYETTE LA, 10/2024, OWNER, DBA, INV REL, 150 HR/MO 150 HR/MO TRADING 8) WORLD INSURANCE, 102 Asma Boulevard, Suite 108, Lafayette LA 70508, United States, START DATE 08/2025, Agent, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 10 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Spielmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 102 Asma Blvd. Ste 108, Lafayette, LA 70508RIA
CRD#: 134139
Lafayette, LA
Current
January 17, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 102 Asma Blvd. Ste 108, Lafayette, LA 70508BD
CRD#: 39543
Lafayette, LA
Past
September 8, 2009 - January 31, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, LA
Past
October 24, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
LAFAYETTE, LA
Past
November 29, 2007 - January 21, 2020
STRATEGIC FINANCIAL CONCEPTS, LLC
RIA
CRD#: 141849
LAFAYETTE, LA
Past
October 1, 2002 - October 28, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
LAFAYETTE, LA
Past
October 29, 1997 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2020)
RR
Arkansas(7/6/2020)
RR
Florida(2/27/2020)
RR
Louisiana(1/17/2020)
IAR
Louisiana(1/17/2020)
RR
North Carolina(6/10/2020)
IAR
Texas(2/27/2020)
RR
Texas(6/5/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Lafayette, LA 70508TRUST BUT VERIFY
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