HK
Harry J. Keppert
CETERA INVESTMENT ADVISERS LLC
PORT ORCHARD, WA 98366
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CRD#: 2957020
HK
Professional summary
Harry John Keppert JR, who also goes by Harry John Jr Keppert, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Port Orchard, Washington and CETERA WEALTH SERVICES, LLC located in Port Orchard, Washington.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Harry has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harry John Jr Keppert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Advanced Financial Tax,LLC-Comprehensive Financial 504 Dekalb St~Port Orchard,~WA~98366~Accounting Services/Tax Preparation~Owner~1/1/1998~100hrs~100hrs~Meet with clients, prepare and file tax returns. Provide accounting services. 2) Advanced Financial Tax, LLC 504 Dekalb ST~Port Orchard~WA~98366~Accounting Services/Tax Preparation~Owner~11/9/2009~100hrs~100hrs~Meet with clients to discuss and prepare tax returns including accounting and bookkeeping tasks required to compile information for tax preparation 3) HJK Properties, LLC 504 Dekalb St~Port Orchard~WA~98366~Other~Owner~5/8/2017~0hrs~0hrs~No duties, No public business activity. 4) HARRY J. KEPPERT POSITION: Insurance Sales Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 504 Dekalb St, Port Orchard WA 98366, United States DESCRIPTION: meet with clients, evaluate appropriate policies for their situation, review and explain policy benefits and cost. Prepare applications.
CRS (Client Relationship Summary) - RIA
Click below to view Harry John Keppert JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 504 Dekalb, Port Orchard, WA 98366RIA
CRD#: 105644
PORT ORCHARD, WA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 504 Dekalb, Port Orchard, WA 98366BD
CRD#: 13572
PORT ORCHARD, WA
Past
January 28, 2002 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PORT ORCHARD, WA
Past
January 12, 2000 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PORT ORCHARD, WA
Past
November 14, 1997 - December 31, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/18/2025)
RR
Tennessee(9/18/2025)
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
