JH
Joshua M. Holden
KESTRA ADVISORY SERVICES
BLOOMINGTON, IN 47404
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CRD#: 2956973
JH
Professional summary
Joshua Matthew Holden, who also goes by Josh Matthew Holden, Joshua M Holden, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bloomington, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Bloomington, Indiana.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joshua has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Matthew Holden | Joshua M Holden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Name: Holden Wealth Management Invest Rel: Y Address: 631 N Walnut St Bloomington IN 47404 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee, part owner of Holden Wealth Management Start Date: 5/1/2001 Hrs per month: 91% - 100% (145 - 160 hrs) Hrs per month during trading hrs: 81% - 90% (113 - 126 hours) Duties: Financial Advisor, registered representative, and insurance agent. Market and Represent Holden Wealth Management under NFP Advisor Services, LLC Busi Name: Joshua Holden, 407 E Allen St. Invest Rel: N Address: 407 E. Allen St. Bloomington IN 47401 NOB: Real Estate Position, Title or Relationship: Owner Start Date: 8/1/1993 Hrs per month: 0% -10% (0-16 hrs) Hrs per month during trading hrs: 0% - 10% (0 -14 hrs) Duties: Owner, Operator. Busi Name: Retirement Educators of Bloomington LLC Invest Rel: Y Address: 631 N Walnut St Bloomington IN 47404 NOB: Other Other/None of the Above Social Security and Retirement Planning seminars Position, Title or Relationship: Presenter, will be doing the presentation of educational materials and answering any attendee questions. Start Date: 9/26/2015 Hrs per month: 0% - 10% (0-16 hrs) Hrs per month during trading hrs: 0% - 10% (0-14 hrs) Duties: Presenting educational material concerning social security or retirement planning as provided by Emerald educational course material. Busi Name: Kestra Advisory Services, LLC Invest Rel:Y Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Rel: Investment Advisor Representative Start Date: 4/4/2016 Hrs per month: Up to 100% (0 to 160 hrs) Hrs per month during trading hrs: Up to 100% (0 to 160 hrs) Duties: Investment advisory services Busi Name: Holden Rentals I, LLC Invest Rel: Y Address: 631 N Walnut St. Bloomington IN 47404 NOB: Real Estate Position, Title or Rel: Owner of entity Start Date: 6/16/2004 Hrs per month: 0% - 10% (0-16 hrs) Hrs per month during trading hrs: 0% - 10% (0-14 hrs) Duties: None. The activities currently are going on in the other OBA 407 E. Allen St. Busi Name: WESTSIDE COMMUNITY CHURCH CHAIR OF FINANCE COMMITTEE POSITION: Chair of the Finance Committee NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 03/09/2022 ADDRESS: 5227 W. Airport Road, Bloomington IN 47403, United States DESCRIPTION: Lead a team of four people to review all aspects of the finances of the church. Work on the budget, review income, discuss vendors, and work through a building project as it relates to affordability.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Matthew Holden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 631 N. Walnut, Bloomington, IN 47404RIA
CRD#: 283330
BLOOMINGTON, IN
Current
July 16, 2001 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 631 N. Walnut, Bloomington, IN 47404BD
CRD#: 42046
BLOOMINGTON, IN
Past
December 3, 2001 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BLOOMINGTON, IN
Past
November 10, 1997 - July 25, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2021)
RR
Arizona(10/14/2013)
RR
California(4/2/2014)
RR
Colorado(12/12/2001)
RR
Florida(2/8/2006)
RR
Illinois(6/7/2016)
RR
Indiana(7/16/2001)
IAR
Indiana(4/19/2016)
RR
Kansas(2/8/2021)
RR
Kentucky(6/16/2006)
RR
Maine(7/25/2006)
RR
Michigan(1/4/2002)
RR
Missouri(4/12/2005)
RR
Nevada(5/9/2014)
RR
New Jersey(8/14/2017)
RR
New York(11/27/2007)
RR
North Carolina(8/24/2005)
RR
Ohio(7/17/2007)
RR
Oregon(6/25/2018)
RR
Pennsylvania(8/12/2021)
RR
South Carolina(11/12/2004)
RR
South Dakota(3/31/2022)
RR
Tennessee(1/11/2017)
RR
Texas(4/4/2012)
RR
Utah(4/1/2004)
RR
Virginia(12/12/2001)
RR
Washington(7/8/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Bloomington, IN 47404TRUST BUT VERIFY
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