Michael E. Andries
Professional summary
Michael Edward Andries, who also goes by Mike Andries, is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Picayune, Mississippi.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 66, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Andries's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Andries's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2017 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 201 N. Main Street, Picayune, MS 39466Office #2: 1660 N Tyler Road Suite M, Wichita, KS 67212Office #3: 1330 E 1st St N, Wichita, KS 67214November 13, 2017 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 201 N. Main Street, Picayune, MS 39466Office #2: 1660 N Tyler Road Suite M, Wichita, KS 67212Office #3: 1330 E 1st St N, Wichita, KS 67214March 14, 2014 - November 14, 2017
SECURITIES AMERICA ADVISORS, INC.
March 14, 2014 - November 14, 2017
SECURITIES AMERICA, INC.
August 4, 2000 - March 26, 2014
SII INVESTMENTS, INC.
June 5, 2000 - March 26, 2014
SII INVESTMENTS, INC.
October 27, 1999 - June 5, 2000
AMERITAS INVESTMENT COMPANY, LLC
November 13, 1997 - October 26, 1998
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
CREATIVEONE SECURITIES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2017)
(11/13/2017)
(11/13/2017)
(11/13/2017)
(2/19/2025)
(2/24/2025)
(11/13/2017)
(1/8/2021)
(11/13/2017)
(11/13/2017)
(11/13/2017)
(11/13/2017)
(11/15/2017)
(11/13/2017)
Exams
Series 82TO
Date: 8/29/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
CREATIVEONE SECURITIES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,317 |
| AUM (Assets Under Management) | $ 2,125,054,242 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
