Clifford D. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Douglas Larson, who also goes by C Douglas Larson Jr, Clifford Douglas Larson Jr, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1998. Clifford had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2016 - July 16, 2019
QUEST CAPITAL STRATEGIES, INC.
November 21, 2011 - December 18, 2014
QUEST CAPITAL STRATEGIES, INC.
May 20, 2009 - December 31, 2009
FORTUNE FINANCIAL SERVICES, INC.
September 2, 2005 - June 11, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 2, 2005 - June 11, 2007
MSI FINANCIAL SERVICES, INC.
August 11, 2003 - June 10, 2005
INVESTORS CAPITAL CORP.
February 3, 1998 - August 11, 2003
METROPOLITAN LIFE INSURANCE COMPANY
February 3, 1998 - August 11, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
