Lisa S. Aston
Professional summary
Lisa Susan Aston, who also goes by Lisa Susan Minkley, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Baltimore, Maryland.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1998. Lisa has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Susan Aston's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 810 Gleneagles Court Suite 106, Baltimore, MD 21286August 19, 1998 - December 9, 2015
U.S. GLOBAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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