DI
Doreen M. Inserra
CETERA INVESTMENT ADVISERS LLC
STATEN ISLAND, NY 10311
Some features on this profile are disabled
CRD#: 2955355
DI
Professional summary
Doreen Maria Inserra, who also goes by Doreen Marta Inserra, Dorren Maria Inserra, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Staten Island, New York and CETERA WEALTH SERVICES, LLC located in Staten Island, New York.
Doreen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Doreen has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doreen Marta Inserra | Dorren Maria Inserra
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
453 Doane Ave. LLC~'NIR'~42 Joel Place~Staten Island~NY~10306~Other~Owner/Sole Proprietor~6/1/2007~10hrs~10hrs~Owner of residential rental real estate|Doreen M Inserra CPA, PC~'NIR'~42 Joel Place~Staten Island~NY~10306~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1997~160hrs~110hrs~Providing tax & accounting services to clients and managining the daily opreations of the business|H.D Vest Investment Agency, Inc~'NIR'~42 Joel Place~Staten Island~NY~10306~Other~Insurance Sales Agent~2/1/2012~10hrs~10hrs~Selling insurance products|NYS Society of CPAs-SI Chapter~'NIR'~14 Wall Street, 19 Floor~New York~NY~10005~Nonprofit~Other~7/1/2017~4hrs~2hrs~Volunteer-President & Chair of Membership Committee & Attend Monthly Board Meetings|Independent Association of Accountants of SI~'NIR'~C/O IAA Bklyn, Inc 6540 Metropolitan Avenue~Middle Village~NY~11379~Board Position/Officer~Other~9/1/2019~3hrs~3hrs~Participate in monthly member meetings & events| 2) Independent Association of Accountants of SI; 1st Vice President; Board Position/Officer; NIR; 3; 09/01/2019; C/O IAA Bklyn, Inc 6540 Metropolitan Avenue Middle Village NY 11379; Participate in monthly member meetings & events 3) 453 Doane Ave. LLC; Owner/Sole Proprietor; Other; IR; 10; 06/01/2007; 42 Joel Place Staten Island NY 10306; Owner of residential rental real estate 4) Doreen M Inserra CPA, PC; Owner/Sole Proprietor; Tax Preparation/Accounting; NIR; 110; 01/01/1997; Staten Island NY 10306; Providing tax & accounting services to clients and managining the daily opreations of the business 5) NYS Society of CPAs-SI Chapter; Other; Nonprofit; NIR; 2; 07/01/2017; 14 Wall Street, 19 Floor New York NY 10005; Volunteer-President & Chair of Membership Committee & Attend Monthly Board Meetings
CRS (Client Relationship Summary) - RIA
Click below to view Doreen Maria Inserra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2 Teleport Dr. Ste 104, Staten Island, NY 10311RIA
CRD#: 105644
STATEN ISLAND, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
STATEN ISLAND, NY
Past
August 24, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
STATEN ISLAND, NY
Past
May 8, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
STATEN ISLAND, NY
Past
July 29, 2005 - February 8, 2011
PFS INVESTMENTS INC.
BD
CRD#: 10111
CARLSBAD, CA
Past
December 19, 2001 - December 9, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 19, 2001 - December 9, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
June 29, 1998 - November 19, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
