Victoria J. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Jane Mcdonald, who also goes by VIctoria Jane Reilly, Victoria Reilly, Victoria Jane Wojcik, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1998. Victoria had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2021 - December 31, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 1, 2012 - July 16, 2019
J.P. MORGAN SECURITIES LLC
August 17, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 3, 2011 - June 3, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 28, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 2, 2006 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 13, 1998 - November 30, 1998
BA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
