Joseph C. Levi
Professional summary
Joseph Cummings Levi, CFP®, who also goes by Joe Levi, Joseph Cummings Levi, Joseph Levi, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Dallas, Texas and TRUIST INVESTMENT SERVICES, INC. located in Fort Worth, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Cummings Levi's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
October 30, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 100 Crescent Ct Ste 1000, Dallas, TX 75201October 23, 2020 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5128 Apache Plume Rd Ste 350, Fort Worth, TX 76109Office #2: 100 Crescent Ct Ste 1000, Dallas, TX 75201May 15, 2018 - October 12, 2020
J.P. MORGAN SECURITIES LLC
August 8, 2016 - May 1, 2018
SYNOVUS SECURITIES, INC.
August 8, 2016 - May 1, 2018
SYNOVUS SECURITIES, INC.
November 15, 2004 - August 12, 2016
ROBERT W. BAIRD & CO. INCORPORATED
November 15, 2004 - August 12, 2016
ROBERT W. BAIRD & CO. INCORPORATED
January 23, 2004 - September 28, 2004
POWELLJOHNSON
July 15, 2003 - January 13, 2004
POWELLJOHNSON
July 14, 2003 - September 28, 2004
POWELLJOHNSON
May 18, 2000 - January 2, 2001
AMSOUTH INVESTMENT SERVICES, INC.
February 14, 2000 - April 6, 2000
AMSOUTH INVESTMENT SERVICES, INC.
November 25, 1997 - February 14, 2000
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2020)
(10/30/2020)
(8/31/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Dallas, TX 75201TRUST BUT VERIFY
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