Craig Jones
Professional summary
Craig Jones, who also goes by Craig A Jones, Craig Alan Jones, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1997. Craig has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414October 18, 2024 - May 26, 2026
OSAIC WEALTH, INC.
April 15, 2024 - May 26, 2026
OSAIC WEALTH, INC.
October 21, 2021 - February 15, 2024
UNITED CAPITAL FINANCIAL ADVISORS
July 1, 2020 - February 15, 2024
GOLDMAN SACHS & CO. LLC
November 1, 2017 - July 1, 2020
CETERA WEALTH SERVICES, LLC
October 13, 2016 - November 1, 2017
GIRARD SECURITIES, INC.
September 23, 2016 - October 14, 2021
UNITED CAPITAL FINANCIAL ADVISORS
August 18, 2014 - August 17, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 27, 2014 - August 17, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2004 - November 3, 2011
SIGNATOR INVESTORS, INC.
April 27, 1999 - December 31, 2002
SIGNATOR INVESTORS, INC.
November 13, 1997 - February 4, 2013
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2026)
Exams
FINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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