Ruben Castillo
Professional summary
Ruben Castillo is a registered financial professional currently at NYLIFE SECURITIES LLC located in Harlingen, Texas.
Ruben is registered as a RR (Registered Representative) and started their career in finance in 1997. Ruben has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ruben Castillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 302 E Jackson Ave Suite 201, Harlingen, TX 78550July 26, 2012 - October 23, 2015
MSI FINANCIAL SERVICES, INC.
June 1, 2012 - October 23, 2015
MSI FINANCIAL SERVICES, INC.
January 30, 2009 - May 30, 2012
WADDELL & REED
January 30, 2009 - May 30, 2012
WADDELL & REED
June 29, 2007 - September 5, 2008
VALIC FINANCIAL ADVISORS, INC.
September 1, 2003 - September 5, 2008
VALIC FINANCIAL ADVISORS, INC.
November 11, 1997 - May 6, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/25/2015)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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