JH
Jerry Curtis Holton
TRUIST ADVISORY SERVICES
ATLANTA, GA 30339
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CRD#: 2954596
JH
Professional summary
Jerry Curtis Holton JR, who also goes by Curt Holton, Jerry Curtis Holton Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Jerry Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jerry Curtis has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Curt Holton | Jerry Curtis Holton Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a member of the Holton Family LLC which was started in 2009 after my father's death. LLC owns a house at 124 Falata Circle Little Rock, AR 72223. The home rent is paid to the LLC then invested in ETF's. LLC also owns private equity in Paqui Chips. I devote 1 hour per month to the LLC. HOLTON CAPITAL LLC POSITION: Partner NATURE: LLC set up to invest in Private Placement. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2018 ADDRESS: , Atlanta GA , United States DESCRIPTION: Was created to invest in Roaring Brands. HOLTON FAMILY LLC POSITION: NA NATURE: Real estate and ETF Investing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2011 ADDRESS: , Little Rock AR , United States DESCRIPTION: Financial Advisor for account.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Curtis Holton JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 740 Battery Ave, Se Ste 8500, Atlanta, GA 30339RIA
CRD#: 283390
ATLANTA, GA
Current
December 1, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 740 Battery Ave, Se Ste 8500, Atlanta, GA 30339BD
CRD#: 17499
ATLANTA, GA
Past
October 23, 2009 - December 4, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
October 23, 2009 - December 4, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
July 11, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
DUNWOODY, GA
Past
July 11, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
DUNWOODY, GA
Past
March 31, 2003 - July 18, 2003
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ATLANTA, GA
Past
November 25, 1997 - July 18, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/10/2023)
RR
Arizona(11/8/2021)
RR
Arkansas(12/1/2017)
RR
California(12/1/2017)
RR
Colorado(12/1/2017)
RR
District of Columbia(4/10/2025)
RR
Florida(12/1/2017)
RR
Georgia(12/1/2017)
IAR
Georgia(12/4/2017)
RR
Illinois(5/23/2019)
RR
Kansas(12/1/2017)
RR
Kentucky(4/26/2022)
RR
Louisiana(7/16/2018)
IAR
Louisiana(8/8/2018)
RR
Massachusetts(12/1/2017)
RR
Michigan(7/22/2019)
RR
Mississippi(1/22/2020)
RR
Missouri(9/12/2025)
RR
New Jersey(10/6/2020)
RR
New York(4/15/2019)
RR
North Carolina(12/4/2017)
RR
Ohio(6/3/2024)
RR
South Carolina(12/1/2017)
RR
Tennessee(2/1/2022)
RR
Texas(12/1/2017)
IAR
Texas(3/8/2018)
RR
Utah(9/10/2021)
RR
Virginia(7/9/2024)
RR
Washington(12/1/2017)
RR
Wisconsin(4/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
