Barbara G. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Grattan Brewer, who also goes by Barbara G Brewer, Barbara Jane Brewer, Barbara Jane Grattan, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1998. Barbara had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - July 5, 2018
CAPITAL BANK AND TRUST COMPANY
February 16, 2010 - January 19, 2016
CAPITAL GUARDIAN TRUST COMPANY
January 21, 1998 - July 27, 2000
U.S. BANCORP ADVISORS, LLC
Primary Firm SEC Registration
CAPITAL BANK AND TRUST COMPANY
CRD#: 170017 / SEC#: 801-79234
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL BANK AND TRUST COMPANY
CRD#: 170017 / SEC#: 801-79234
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 139,294,588,096 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 07/28/2023 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
