William D. Martin
Professional summary
William Dennison Martin, who also goes by Will Martin, William D Martin, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 19 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, Series 99TO, Series 82TO, Series 57TO, Series 52TO, SIE, Series 3, Series 87, Series 55, Series 31, Series 7, Series 28, Series 14, Series 26, Series 39, Series 53, Series 27, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Dennison Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201May 21, 2019 - August 21, 2023
CHARLES SCHWAB & CO., INC.
November 8, 2017 - June 1, 2018
SCOTTRADE, INC.
December 23, 2014 - June 1, 2018
TD AMERITRADE, INC.
December 9, 2014 - June 1, 2018
TD AMERITRADE CLEARING, INC.
January 3, 2011 - December 1, 2014
ESPOSITO PARTNERS, LLC
January 3, 2011 - December 1, 2014
ESPOSITO SECURITIES, LLC
December 1, 2009 - January 3, 2011
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
November 17, 2009 - January 3, 2011
FIRST SOUTHWEST COMPANY, LLC
June 11, 2008 - November 10, 2009
ESPOSITO PARTNERS, LLC
September 14, 2007 - November 10, 2009
ESPOSITO SECURITIES, LLC
July 18, 2007 - November 5, 2007
WFG INVESTMENTS, INC.
October 3, 2006 - May 3, 2007
UBS FINANCIAL SERVICES INC.
October 3, 2006 - May 3, 2007
UBS FINANCIAL SERVICES INC.
November 23, 2005 - September 22, 2006
MOMENTUM INDEPENDENT NETWORK INC.
November 23, 2005 - September 22, 2006
MOMENTUM INDEPENDENT NETWORK INC.
August 18, 2005 - September 22, 2006
HILLTOP SECURITIES INC.
August 8, 2005 - September 22, 2006
HILLTOP SECURITIES INC.
May 21, 2003 - August 8, 2005
STANFORD GROUP COMPANY
June 13, 2001 - November 23, 2001
MAY FINANCIAL CORPORATION
July 10, 2000 - May 12, 2003
HILLTOP SECURITIES INC.
February 8, 2000 - October 11, 2000
PROTRADER SECURITIES L.P.
December 8, 1998 - January 10, 2000
SUMMIT TRADING, INC.
March 31, 1998 - October 2, 1998
MORGAN STANLEY DW INC.
November 11, 1997 - January 22, 1998
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2023)
Exams
Series 6TO
Date: 9/1/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 9/1/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 9/1/2023
Operations Professional ExaminationSeries 82TO
Date: 9/1/2023
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 10/31/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 9/1/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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