John R. Triplett

CETERA INVESTMENT ADVISERS LLC

LAS VEGAS, NV 89117

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CRD#: 2953823

Professional summary

John Roy Triplett, who also goes by John Triplett, Johnnie R Triplett, Johnnie Roy Triplett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Las Vegas, Nevada and CETERA WEALTH SERVICES, LLC located in Las Vegas, Nevada.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Triplett | Johnnie R Triplett | Johnnie Roy Triplett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIFESKILLS FOR DAILY LIVING, A NON PROFIT CORP 7473 W. LAKE MEAD BLVD SUITE 100~LAS VEGAS~NV~89128~Education~President~4/7/2017~40hrs~0hrs~Help individuals develop a set of skills, i.e., inter-personal skills development, career management, resume writing, job interviewing, high school and college preparation, etiquette training, etc. through teaching or direct experience that are used to ma 2) Triplett CPA Firm, PLLC 7473 W Lake Mead Blvd, Ste 100~Las Vegas~NV~89128~Tax Preparation/Accounting~Owner/Sole Proprietor~5/1/2015~140hrs~70hrs~Oversee daily operations|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Roy Triplett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 7040 Laredo Street Suite B, Las Vegas, NV 89117

RIA

CRD#: 105644

LAS VEGAS, NV

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 7473 W Lake Mead Blvd Ste 100, Las Vegas, NV 89128

CRD#: 13572

Las Vegas, NV

Past

October 30, 2015 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Las Vegas, NV

Past

October 30, 2015 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Las Vegas, NV

Past

June 22, 2012 - November 3, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HENDERSON, NV

Past

June 22, 2012 - November 3, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HENDERSON, NV

Past

January 3, 2011 - June 25, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LAS VEGAS, NV

Past

January 3, 2011 - June 25, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LAS VEGAS, NV

Past

October 24, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LAS VEGAS, NV

Past

October 24, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

LAS VEGAS, NV

Past

May 29, 2007 - November 6, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LAS VEGAS, NV

Past

May 29, 2007 - November 6, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LAS VEGAS, NV

Past

June 29, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

LAS VEGAS, NV

Past

June 29, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

LAS VEGAS, NV

Past

July 1, 2003 - July 2, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LAS VEGAS, NV

Past

July 1, 2003 - July 2, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 24, 2003 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

LAS VEGAS, NV

Past

November 19, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/5/2025)

Nevada
(9/5/2025)

IAR

Nevada
(9/5/2025)

Washington
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/13/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/17/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Triplett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Roy Triplett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/1997

Series 63

Date: 11/24/1997

SIE

Date: 10/1/2018

Series 31

Date: 1/13/1998

Series 7

Date: 11/17/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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