Jeremy R. Marquez
Professional summary
Jeremy Russell Marquez, who also goes by Jeremy Marquez, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fairfield, Connecticut.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeremy has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Russell Marquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2023 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 24, 2022 - October 25, 2023
BARNABAS CAPITAL, LLC
March 6, 2017 - January 5, 2022
BRIGHTHOUSE SECURITIES, LLC
February 12, 2008 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
July 21, 1999 - September 7, 2001
EQUITABLE DISTRIBUTORS, LLC
January 1, 1998 - July 19, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2024)
(11/2/2023)
(11/2/2023)
(11/2/2023)
(1/24/2025)
(11/2/2023)
Exams
Series 7TO
Date: 12/13/2021
General Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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