Gregory T. Jacobs

CETERA INVESTMENT ADVISERS LLC

Shelbyville, KY

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CRD#: 2953753

Professional summary

Gregory Thomas Jacobs, who also goes by Greg Jacobs, Gregory T Jacobs, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Shelbyville, Kentucky and CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Jacobs | Gregory T Jacobs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/11/2020 - "To Be Continued....An Ordinary Man on an Extraordinary Journey" - Not Investment Related - Home Based - Other-Author - Started 01/06/2010 - 0 Hours Per Month - Wrote a Christian Living Book in 2009 entitled: "To Be Continued...An Ordinary Man, on an Extraordinary Journey." Along with this book that is advertised on website (GregoryTJacobs.com), also write a Christian Living Blog. Content non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Thomas Jacobs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Shelbyville, KY

Current

January 17, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301

CRD#: 15340

St Cloud, MN

Past

April 14, 2011 - December 7, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

February 2, 2010 - April 12, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

February 2, 2010 - December 7, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

July 19, 2006 - March 10, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

SHELBYVILLE, KY

Past

July 28, 2005 - March 10, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

SHELBYVILLE, KY

Past

February 24, 2004 - February 28, 2005

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

February 1, 2001 - February 12, 2004

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

July 27, 1999 - December 4, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 10, 1997 - June 3, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kentucky
(1/17/2024)

IAR

Kentucky
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/31/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/8/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory T. Jacobs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Thomas Jacobs's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

STATE FARM VP MANAGEMENT CORP.

FIFTH THIRD SECURITIES, INC.

BANC ONE SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2006

Series 65

Date: 8/31/1998

Series 63

Date: 9/30/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2005

Series 6

Date: 9/30/1997

Series 24

Date: 7/8/2011

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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