Ronald G. Smith

BLUE OCEAN CAPITAL

West Palm Beach, FL 33401

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CRD#: 2953721

Professional summary

Ronald Gregory Smith, who also goes by R. Greg Smith, Ronald Smith, is a registered financial advisor currently at BLUE OCEAN CAPITAL located in West Palm Beach, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ronald has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R. Greg Smith | Ronald Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Horse barn rental, non investment-related activity. Does not interfere with investment advisory activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Gregory Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2002 - Present

BLUE OCEAN CAPITAL

Office #1: 501 South Flagler Drive Suite 220, West Palm Beach, FL 33401

RIA

CRD#: 107833

West Palm Beach, FL

Past

August 29, 2000 - January 4, 2002

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE OCEAN CAPITAL

BLUE OCEAN CAPITAL | NHM WEALTH ADVISORS | CPA ASSET MANAGEMENT GROUP, LLC

CRD#: 107833 / SEC#: 801-57664

RIA

Registered Investment Advisory firm - (6/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/2/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 8/28/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE OCEAN CAPITAL

BLUE OCEAN CAPITAL | NHM WEALTH ADVISORS | CPA ASSET MANAGEMENT GROUP, LLC

CRD#: 107833 / SEC#: 801-57664

RIA

Registered Investment Advisory firm - (6/22/2000 Approved)

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Contact information

Main Address

501 South Flagler Drive Suite 220, West Palm Beach, FL 33401

Mailing Address

P.o. Box 3505, West Palm Beach, FL 33402-3505

Phone number

(561) 659-3301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/30/2025)

Regulatory assets under management

Total Number of Accounts	468
AUM (Assets Under Management)	$ 517,312,468

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
10/25/2024	Cover Page	Report
03/27/2024	Cover Page	Report
10/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald G. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Gregory Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE OCEAN CAPITAL

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

BLUE OCEAN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/1997

Series 6

Date: 8/28/2000

Current Firm

BLUE OCEAN CAPITAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLUE OCEAN CAPITAL

TRUST BUT VERIFY

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