MC
Mary K. Conover
CETERA INVESTMENT ADVISERS LLC
MANASQUAN, NJ 08736
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CRD#: 2953599
MC
Professional summary
Mary K. Conover, who also goes by Mary Killian, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Manasquan, New Jersey and CETERA WEALTH SERVICES, LLC located in Manasquan, New Jersey.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mary has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Killian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AWP FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/15/2021 ADDRESS: 14 Walsh Drive, #100, Parsippany NJ 07054, United States DESCRIPTION: Fixed Insurance sales through outside carriers approved by Allied Wealth Partners 2. MARTIN INSURANCE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2022 ADDRESS: 529 Prospect Plains Road, Building F, Suite 110, Cranbury NJ 08512, United States DESCRIPTION: Assist businesses in obtaining group health insurance when needed. 3. DELTA DENTAL POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 1639 Route 10, Parsippany NJ 07054, United States DESCRIPTION: To assist individuals with obtaining dental care when they cannot get it through their employers. 4. VSP INDIVIDUAL VISION PLANS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2022 ADDRESS: PO Box 2568, Frisco TX 75034, United States DESCRIPTION: To provide vision insurance for clients that cannot obtain insurance through employers. 5. RWJBH FIELD OF DREAMS POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2023 ADDRESS: 1500 N Bay Avenue, Toms River NJ 08753, United States DESCRIPTION: The Field of Dreams was created to provide communities in Monmouth & Ocean County, NJ an all-inclusive complex which has a playground and other multiple physical and cognitive environments which create and recognize everyone's right to fully participate in equitable play. This inclusive complex intentionally addresses the physical and social inclusion of people of all ages and abilities.As a board member I will work with the founder and other board members to fundraise for the complex as well as work to raise awareness of the complex. I will work along side other board members to plan fundraising events and will assist with marketing those events through social media and word of mouth.I have been a supporter of this project from day one including personally donating money to the project over the past 5+ years. 6. NAME OF OTHER BUSINESS: MOCEANS CENTER FOR INDEPENDENT LIVING; INVESTMENT RELATED: NO; ADDRESS: 213 BROADWAY, LONG BRANCH, NJ 07740; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH COMMUNITY OUTREACH TO BUILD AWARENESS AROUND MOCEANS MISSION TO BE A CONSUMER-DRIVEN, CONSUMER-CONTROLLED ORGANIZATION SERVING ALL PEOPLE WITH ANY DISABILITY, THEIR FAMILIES AND ALLIES IN MONMOUTH AND OCEAN COUNTY, NJ;
CRS (Client Relationship Summary) - RIA
Click below to view Mary K. Conover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2317 Rt 34 St 1d & 1e, Manasquan, NJ 08736RIA
CRD#: 105644
MANASQUAN, NJ
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2317 Rt 34 Suite 1d & 1e, Manasquan, NJ 08736BD
CRD#: 13572
Manasquan, NJ
Past
November 22, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Manasquan, NJ
Past
September 21, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Manasquan, NJ
Past
December 4, 1997 - July 17, 2001
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/14/2024)
RR
Delaware(10/31/2025)
RR
Florida(8/11/2023)
RR
Massachusetts(8/10/2023)
RR
Montana(10/14/2024)
RR
New Jersey(8/10/2023)
IAR
New Jersey(8/10/2023)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
South Carolina(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Manasquan, NJ 08736TRUST BUT VERIFY
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