Vaishno P. Rajesh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vaishno Prasad Rajesh, who also goes by Vaishno Rajesh, Vp Rajesh, was a registered financial professional .
Vaishno is a previously registered financial professional and started their career in finance in 1997. Vaishno had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2007 - July 6, 2014
VGSA INVESTMENT PARTNERS LLC
March 21, 2005 - July 17, 2007
THOMAS WEISEL PARTNERS LLC
November 5, 2003 - April 1, 2005
PIPER SANDLER & CO.
March 9, 2001 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
October 30, 1997 - June 9, 2000
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VGSA INVESTMENT PARTNERS LLC
CRD#: 145257 / SEC#: 802-79895
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/7/2014 |
| California | ERA - Withdrawn | 12/26/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
