Timothy J. Halverson
Professional summary
Timothy Joseph Halverson, AIF®, CIMA®, CPWA®, who also goes by Tim Halverson, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Oak Creek, Wisconsin and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Wayzata, Minnesota.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Timothy has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph Halverson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008-04-23
Expire date: 2025-01-31
Experience
September 17, 2007 - Present
RUSSELL INVESTMENTS
July 27, 2004 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
January 6, 2004 - June 17, 2004
COASTAL DISCOUNT STOCKBROKERS, INC.
January 14, 2002 - January 6, 2004
ALLIANZ LIFE FINANCIAL SERVICES, LLC
November 14, 1997 - January 11, 2002
STRONG INVESTMENTS, INC.
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2005)
(7/27/2004)
(9/20/2007)
(7/27/2004)
(9/17/2007)
Exams
FINRA
Current Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
