Stephanie Bruno

MISSION WEALTH MANAGEMENT, LP

Seattle, WA 98101

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CRD#: 2952200

Professional summary

Stephanie Bruno, AIF®, CFP®, CPWA®, who also goes by Stephanie Bruno Shepard, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Seattle, Washington.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephanie has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Bruno Shepard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Center For Active Living (president of Board of Trustees, no compensation).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Bruno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1997

CPWA^®

Certified Private Wealth Advisor

Start date: 2009-04-09

Expire date: 2023-03-31

Experience

Current

October 1, 2021 - Present

MISSION WEALTH MANAGEMENT, LP

Office #1: 1420 5th Ave Suite 3150, Seattle, WA 98101

RIA

CRD#: 113057

Seattle, WA

Past

April 16, 2012 - September 30, 2021

DYNAMIC

RIA

CRD#: 151367

DENVER, CO

Past

December 2, 2008 - April 16, 2012

CASCADE FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 119030

DENVER, CO

Past

December 2, 2008 - April 16, 2012

CASCADE FINANCIAL MANAGEMENT, INC.

CRD#: 119030

DENVER, CO

Past

September 28, 2005 - November 26, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

GREELEY, CO

Past

February 24, 2005 - November 25, 2008

PINION WEALTH MANAGEMENT, LLC

RIA

CRD#: 114556

GREELEY, CO

Past

February 23, 2005 - October 10, 2005

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

April 21, 2003 - February 3, 2005

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

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Contact information

Main Address

1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 882-2360

Established

Firm type

Fiscal year end

# of Employees

145

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM FORM ADV PART 2A - FIRM BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	12,456
AUM (Assets Under Management)	$ 10,024,060,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie Bruno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Bruno's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC

CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

SECURITIES AMERICA, INC.

PINION WEALTH MANAGEMENT, LLC

CAP PRO BROKERAGE SERVICES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

MISSION WEALTH MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/2003

Series 7

Date: 9/20/2007

Series 6

Date: 4/17/2003

Current Firm

MISSION WEALTH MANAGEMENT, LP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MISSION WEALTH MANAGEMENT, LP

TRUST BUT VERIFY

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