Stephen R. Westwood
Professional summary
Stephen Robert Westwood is a registered financial advisor currently at FSAQ CAPITAL MANAGEMENT LLC located in San Diego, California and PACIFIC SPIRIT INVESTMENTS LP located in La Jolla, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Stephen has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Robert Westwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2020 - Present
FSAQ CAPITAL MANAGEMENT LLC
October 31, 2024 - Present
PACIFIC SPIRIT INVESTMENTS LP
Office #1: 2223 Avenida De La Playa, Suite 206, La Jolla, CA 92037February 13, 2014 - December 31, 2016
FSAQ, LLC
August 24, 1998 - November 14, 2002
MORGAN STANLEY DW INC.
October 23, 1997 - November 14, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2020)
Exams
Current Firm
PACIFIC SPIRIT INVESTMENTS LP
CRD#: 331583 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 9,939,478 |
Red Flags
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