Wilhelmina A. Gales
Professional summary
Wilhelmina Anna M Gales, who also goes by Anne Gales, Wilhelmina Anna Maria Gales, Wilhelmina Anne Gales, Wilhelmina Anne M Gales, Wilhelmina Anne M. Gales, is a registered financial professional currently at THREADMARK LP .
Wilhelmina is registered as a RR (Registered Representative) and started their career in finance in 1997. Wilhelmina has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wilhelmina Anna M Gales's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2015 - Present
THREADMARK LP
Office #1: 24 Grosvenor Street 2nd Floor, London, W1K 4QNOctober 14, 2011 - November 13, 2012
PARK MADISON PARTNERS LLC
November 28, 2007 - September 24, 2009
EATON PARTNERS, LLC
April 21, 2000 - February 14, 2002
ROBERTSON STEPHENS, INC.
November 29, 1997 - April 12, 2000
CITIGROUP GLOBAL MARKETS INC.
October 6, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2015)
(10/14/2015)
(1/26/2017)
(10/13/2015)
(10/21/2015)
(9/10/2015)
(10/13/2015)
(10/15/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THREADMARK LP
CRD#: 173318 / SEC#: , 8-69535
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
