Clark M. Turner
Professional summary
Clark Mitchell Turner III, who also goes by Clark M Turner III, Clark M Turner, Clark Mitchell Turner III, Clark Mitchell Turner, Clark Turner, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Clark is registered as a RR (Registered Representative) and started their career in finance in 1998. Clark has worked at 13 firms and has passed the Series 65, Series 63, Series 6TO, Series 52TO, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clark Mitchell Turner III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917January 8, 2025 - January 8, 2026
STATE FARM INVESTMENT MANAGEMENT CORP.
January 7, 2025 - January 8, 2026
STATE FARM VP MANAGEMENT CORP.
March 15, 2023 - May 11, 2023
MORGAN STANLEY
November 25, 2020 - May 11, 2023
HARRISDIRECT LLC
October 28, 2020 - May 11, 2023
E*TRADE SECURITIES LLC
March 8, 2011 - August 15, 2019
TRUIST INVESTMENT SERVICES, INC.
March 25, 2008 - March 9, 2011
TRIAD ADVISORS LLC
June 8, 2001 - March 31, 2008
TRUIST INVESTMENT SERVICES, INC.
July 27, 1999 - June 4, 2001
IFG NETWORK SECURITIES, INC.
July 14, 1999 - June 4, 2001
COMPULIFE INVESTOR SERVICES, INC.
August 3, 1998 - July 13, 1999
IFMG SECURITIES, INC.
February 6, 1998 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
January 27, 1998 - July 12, 1999
SOUTHTRUST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2026)
Exams
Series 6TO
Date: 1/7/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/26/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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