Kevin D. Mcgrath
Professional summary
Kevin Dennis Mcgrath, who also goes by Kevin Denis Mcgrath, is a registered financial professional currently at SHANNON ADVISORS LLC located in Summit, New Jersey.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Dennis Mcgrath's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2010 - Present
SHANNON ADVISORS LLC
Office #1: 382 Springfield Ave, Suite 410, Summit, NJ 07901July 16, 2003 - May 4, 2010
LAZARD FRERES & CO. LLC
June 14, 1999 - April 29, 2003
DEUTSCHE BANK SECURITIES INC.
September 2, 1997 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2014)
(4/17/2013)
(11/16/2010)
(9/23/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SHANNON ADVISORS LLC
CRD#: 150305 / SEC#: , 8-68243
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANNON ADVISORS LP | MEMBER | |
| OGARA, BRIAN TIMOTHY | CHIEF EXECUTIVE OFFICER, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 2640600 |
Red Flags
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