Alberto Galante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Galante, who also goes by Alberto Galantehaiat, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 1997. Alberto had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2010 - March 4, 2015
IPG INVESTMENT ADVISORS, LLC
March 22, 2001 - February 1, 2012
INVESTMENT PLACEMENT GROUP
December 12, 1997 - July 30, 1998
KIRLIN SECURITIES INC.
October 22, 1997 - December 3, 1997
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
IPG INVESTMENT ADVISORS, LLC
CRD#: 152990 / SEC#: 801-71104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IPG INVESTMENT ADVISORS, LLC
CRD#: 152990 / SEC#: 801-71104
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,154 |
| AUM (Assets Under Management) | $ 3,818,509,733 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
